Last Updated: January 2024 (St. Louis, MO)
Jeffrey Larson Investigation Summary
Here’s what you need to know about St. Louis, MO, stockbroker Jeffrey Larson:
- Name: Mr. Jeffrey Scott Larson
- Current Employer: Not currently registered with FINRA.
- DBA: Jeffrey Larson LLC
- Previous Firms: Arete Wealth Management, Larson Financial Securities, Financial Network Investment Corp.
- Function: Stock Broker/ Financial Advisor
- Aliases: Jeffrey Larson
- Primary Location: St. Louis, MO
- CRD 4836889
- Can Jeffrey Larson be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by a prior employer: Yes
- Pending Customer Dispute Seeks Damages of Unspecified Amount
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeffrey Larson As Your Stockbroker?
Investigations of Arete Wealth Management and Arete Wealth Brokers
In 2021 a customer of Arete Wealth Management filed a FINRA arbitration alleging that Jeffrey Larson made unsuitable recommendations to invest in alternative investments. Damage amount is not yet specified in the pending matter.
In 10/2023 Jeffrey Larson was discharged by Arete Wealth Management who allege that he was not forthcoming during an internal investigation.
See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Jeffrey Larson
A customer of Jeffrey Larson has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations to invest in Alternative Investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall into five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jeffrey Larson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
