Last Updated: September 2025 — Columbus, IN
Joe C. Doggett Investigation Summary
Here’s what you need to know about Columbus, IN stockbroker Joe C. Doggett:
- Name: Joe C. Doggett.
- Current Employer: Money Concepts Capital Corp. (broker-dealer) and Money Concepts Advisory Service (investment adviser). Registered since July–August 2022. Primary branch listing includes 3550 West Two Mile Road, Suite A, Columbus, IN 47201.
- Prior Firms: Grove Point Investments, LLC; JCD Investments, LLC (IA); Woodbury Financial Services, Inc.; AXA Advisors, LLC; The Equitable Life Assurance Society of the United States.
- Other Business Affiliations: Joe C. Doggett & Company, Inc. — President (health insurance sales), 1503 Washington Street, Suite B, Columbus, IN 47201.
- CRD number: 1033987.
- Stockbroker / Financial Advisor. Yes (registered representative and investment adviser representative; SIE/Series 7/6; Series 65 & 63; Chartered Financial Consultant).
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: No
- Highest Award or Settlement: $75,000
- Current Customer Dispute Seeks Total Damages Unspecified Amount
If you’ve sustained damages from Mr. Doggett, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Joe Doggett As Your Stockbroker?
A pending FINRA arbitration filed by a customer of Money Concepts Capital in July 2025 (FINRA Case No. 25-01527) alleges negligence, breach of contract, negligent misrepresentation, violations of state and federal securities laws, and elder abuse in connection with investments (product type identified as a Delaware Statutory Trust “DST”). Damages are not yet specified ; the Statement of Claim seeks a full investment refund, compensatory, punitive, and treble damages, plus fees and expenses.
Information on Elder Financial Abuse
What is a Delaware Statutory Trust (DST) ?
Mr. Doggett also reports multiple prior customer disputes that settled, including:
- 2020 FINRA arbitration (Case No. 20-01668) alleging over-concentration in unsuitable DPP/LP interests while at H. Beck, Inc.; settled for $6,500.
- 2019 written complaint regarding an insurance supplemental rider oversight while at H. Beck, Inc.; settled for $75,000 (with a $50,000 individual contribution).
- 2004 complaint at AXA Advisors alleging inappropriate mutual funds for short-term goals and issues with a variable life policy; settled for $27,964.
Allegations of Broker Misconduct Against Joe Doggett
- Unsuitable recommendations
- Over-concentration in illiquid DPP & LP interests
- Negligent misrepresentation and misrepresentation/omissions
- Breach of contract
- Negligence
- Elder abuse
Investigations involving Over-Concentration
The Financial Industry Regulatory Authority (FINRA) licenses and regulates stockbrokers and brokerage firms and requires disclosure of customer complaints, arbitrations, and other events on BrokerCheck.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Joe C. Doggett, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.