Last Updated: June 2025 — Norco, California
Here’s what you need to know about Norco, CA, stockbroker Joe Zheng:
- Name: Mr. Joe Jiankang Zheng
- Current Employer: J.K. Financial Services, Inc.
- Prior Employers: Midwest Discount Brokers Inc., Daehan Securities, Inc., Montano Securities Corporation
- Function: Stockbroker / Financial Advisor
- Aliases: Joe J. Zheng, Joseph Zheng
- Primary Location: Norco, CA
- CRD #: 2318835
- Can Joe Zheng be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $1,935,000
If you’ve sustained damages from Mr. Zheng, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Joe Zheng As Your Stockbroker?
A customer of J.K. Financial Services has filed an arbitration claim alleging that Joe Zheng made investment recommendations that were in direct conflict with the client’s investment direction and profile. The FINRA arbitration case (Docket #24-01679) was filed in August 2024. The client seeks damages of $1,935,000 related to investments in equities, mutual funds, and options.
Allegations of Broker Misconduct Against Joe Zheng
Customers of Joe Zheng have alleged the following misconduct in connection with the handling of investment accounts:
- Unsuitable Investment Recommendations
- Conflict With Client Investment Profile
What is Option Trading? According to the U.S. Securities and Exchange Commission (SEC) “Options are contracts giving the purchaser the right to buy or sell a security, such as stocks, at a fixed price within a specific period of time.”
This right to purchase or right to sell at a set price for a set period of time allows investors to potentially profit not only from the rise in price, but also the decline. “Call” options grant the investor the right to buy a security at a set price for a set period of time. “Put” options give the investor the right to sell a security a set price for a set period of time.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Joe Jiankang Zheng, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.