Last Updated: November 2023 (Towson, MD)
John Baer Investigation Summary
Here’s what you need to know about Towson, MD, stockbroker John C. Baer, III:
- Name: Mr. John Charles Baer, III
- Current Employer: Spire Securities, Spire Wealth Management (RIA)
- DBA:
- Previous Firms: Chapin Davis, Chapin Davis Asset Management, Morgan Stanley, Eagle Strategies
- Function: Stock Broker/ Financial Advisor
- Aliases: John Baer
- Primary Location: Towson, MD
- CRD 4463748
- Can John Baer be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Terminated by prior employer: Yes
- Discloses lien in favor of prior employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John Baer As Your Stockbroker?
John Baer was “permitted to resign” from Chapin Davis Inc. in 7/2023. Chapin Davis make s the following allegation on Baer’s FINRA record: “Failure to maintain insurance license required to conduct insurance business.”
In 5/2021 Baer voluntarily resigned from Morgan Stanley who make this allegation on Baer’s FINRA record: “Allegations regarding whether employee exercised discretion in a non-discretionary client account.”
John Baer discloses a currently outstanding judgement in the amount of $277,262 in favor of Morgan Stanley Smith Barney, filed in Circuit Court of Maryland, Carroll County 1/31/2023.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by John Baer, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
