Last Updated: July 2025 — Naples, FL
Here’s what you need to know about Naples, FL, stockbroker John Cimino:
- Name: John D. Cimino
- CRD Number: 4757028
- Current Employers: Naples Wealth Planning; American Global Wealth Management, Inc.
- Primary Location: Naples, FL
- Function: Stockbroker / Registered Investment Advisor
- Previously Registered With: Imprint Wealth LLC; Laidlaw Wealth Management LLC; Laidlaw & Company (UK) Ltd.; Wells Fargo Advisors Financial Network, LLC; Morgan Keegan & Company, Inc.; Northwestern Mutual Investment Services, LLC
- Can John Cimino be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $648,745
If you’ve sustained damages from Mr. Cimino, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John Cimino As Your Stockbroker?
Pending FINRA arbitration case (Case No. 23-02456) was filed on September 13, 2023, by a client of Wells Fargo Advisors Financial Network, alleging that in or around December 2017, John Cimino and his team made unsuitable investment recommendations. The claimant seeks damages of $648,745.
The pending dispute involves allegations that may constitute a violation of FINRA Rule 2111 (Suitability), which requires brokers to have a reasonable basis to believe that a recommended transaction or investment strategy is suitable for the customer based on the investor’s profile.
Allegations of Broker Misconduct Against John Cimino
- Unsuitable Investment Recommendations
- Misrepresentation
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090) Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by John Cimino, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued for our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.