Last Updated: March 2024 (Dallas, TX)
John Howle Investigation Summary
Here’s what you need to know about Dallas, TX, stockbroker John Austin Howle:
- Name: Mr. John Austin Howle
- Current Employer: USCA Securities, US. Capital Advisors (RIA)
- Previous Firms: Raymond James, May Financial Corporation
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: John Howle
- Primary Location: Dallas, TX
- CRD 1284162
- Can John Howle be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Terminated by a prior employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John Howle As Your Stockbroker?
John Howle discloses one customer dispute on his CRD. In 2008 a customer of Raymond James alleged that Howle made poor recommendations and provided poor advice. The firm estimated the damages to be in excess of $5,000. Ultimately the firm denied the claim and the customer apparently did not pursue the matter further.
Raymond James discharged John Howle in 2014 and makes the following allegation on his FINRA record: “Discharged. Loss of confidence. Failure to follow firm’s policy regarding advisory accounts”.
In 1987 John Howle was discharged by Dean Witter Reynolds.
Allegations of Broker Misconduct Against John Howle
Customers of John Howle have alleged the following wrongdoing in connection with the handling of customer accounts:
- Poor Recommendation and Advice
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Investigation of USCA Securities and USCA Securities Brokers
If you have suffered investment losses in an account handled by John Howle, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
