Last Updated: September 2023 (Deer Park, Texas)
John Thompson Investigation Summary
Here’s what you need to know about Deer Park, TX stockbroker John Reece Thompson:
- Name: Mr. John Reece Thompson
- Current Employer: LPL Financial
- Previous Firms: Cuna Brokerage Services Inc., Princor Financial Services,
- Aliases: None
- Primary Location: Deer Park, Texas
- CRD #2555481
- Can John Reece Thompson be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $229,134
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John Reece Thompson As Your Stockbroker?
In 3/2020, a customer of Cuna Brokerage Services was paid $229,135 to resolve allegations that John R. Thompson violated the Texas Deceptive Trade Practices Act, was negligent and misrepresented an annuity contract sold to the customer.
Allegations of Broker Misconduct Against John Thompson
A customers of John R. Thompson has alleged the following wrongdoing in connection with the handling of customer accounts:
- Violation of Texas Deceptive Trade Practices Act
- Misrepresentation
- Negligence
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by John Reece Thompson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.
