Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Jon Thompson

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Jon Thompson

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Jon Thompson 150 150 Robert Rex, Esq.

Last Updated:  March 2026 (Deer Park, Texas)

Jon Thompson Investigation Summary

Here’s what you need to know about Deer Park, TX stockbroker Jon Reece Thompson:

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Jon Reece Thompson As Your Stockbroker?

In 3/2020, a customer of Jon Reece’s former emplooyer Cuna Brokerage Services was paid $229,135 to resolve allegations that John R. Thompson violated the Texas Deceptive Trade Practices Act, was negligent and misrepresented an annuity contract sold to the customer.

Allegations of Broker Misconduct Against Jon Thompson

A customers of  John R. Thompson has alleged the following wrongdoing in connection with the handling of customer accounts:

  • Violation of Texas Deceptive Trade Practices Act
  • Misrepresentation
  • Negligence

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes

If you have suffered investment losses in an account handled by Jon Reece Thompson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

Firms We Have Pursued On Behalf of Our Clients

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.

You cannot copy content of this page