Last Updated: October 2025 — Daly City, CA
Here’s what you need to know about Daly City, CA stockbroker Juan H. Liang:
- Name: Juan Hua Liang.
- Alias: Joyce Liang, Juanhua Liang
- Current Employer: NI ADVISORS (CRD #134502); registered since 12/21/2017; branch: 333 Gellert Blvd., Suite 228, Daly City, CA 94015.
- Prior Firms: None reported in Registration History.
- Other Business Affiliations: 9 FORTUNES INSURANCE SERVICES (Partner) and CBC Life Financial Services LLC (Managing Partner), both at Daly City addresses.
- CRD number: 6860076.
- Stockbroker / Financial Advisor: Yes — FINRA General Securities Representative; passed SIE (10/01/2018), Series 7 (12/21/2017), and Series 66 (11/13/2017); licensed in California.
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $225,000
If you’ve sustained damages from Mr. Liang, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Juan H. Liang As Your Stockbroker?
- FINRA Case No. 23-00175 (filed January 2023): Claimants alleged breach of contract and breach of fiduciary duty tied to corporate bonds sold in 2019 while Liang was at NI Advisors. Settled for $225,000 in September 2024 (Liang’s reported individual contribution: $112,500).
- FINRA Case No. 22-02078 (filed September 2022): Arbitration alleging fraud, negligence, and unsuitability regarding sales of GWG L Bonds in 2019. Settlement: $19,910 (Liang’s individual contribution: $19,910).
Allegations of Broker Misconduct Against Juan H. Liang
- Unsuitability — recommending securities inconsistent with a customer’s risk tolerance and objectives may violate FINRA Rule 2111 (Suitability). (Alleged in FINRA Case No. 22-02078.)
- Breach of Fiduciary Duty / Best-Interest Obligations — recommendations to retail customers must satisfy SEC Regulation Best Interest (Exchange Act Rule 15l-1); arbitrations often frame this as fiduciary-type duties. (Alleged in FINRA Case No. 23-00175.)
- Fraud / Misrepresentation or Omission of Material Facts — prohibited by FINRA Rule 2020 and FINRA Rule 2010. (Alleged in FINRA Case No. 22-02078.)
- Negligence — failure to exercise reasonable care in recommendations or disclosures (alleged in FINRA Case No. 22-02078).
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Juan H. Liang, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.