Last Updated: June 2024 (Houston, TX)
Kelly Erwin Hejtmancik Jr. Investigation Summary
Here’s what you need to know about Houston, TX stockbroker Kelly Erwin Hejtmancik Jr.:
- Name: Kelly Erwin Hejtmancik Jr.
- DBA: HV Strategic Wealth Management
- Current Employer: MML Investors Services, LLC, Mass Mutual Life Insurance
- Prior Employers: NYLIfe Securities
- Function: Stockbroker / Financial Advisor
- Primary Location: Houston, TX
- CRD Number: 4535262
- Can Kelly Erwin Hejtmancik Jr. be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $91,458
- Pending Customer Dispute Seeks Damages of: $70,000
If you’ve sustained damages from Mr. Hejtmancik, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kelly Erwin Hejtmancik Jr. As Your Stockbroker?
In 5/2024 a customer of MML Investors Services, LLC has filed a pending claim seeking damages of $70,000 which alleges that Kelly Hejtmancik took a personal loan from the customer’s investments to buy a condominium and has not contacted the complainant since the loan was made.
[LEARN MORE]: See FINRA Rule 3240 Borrowing From or Lending to Customers – FINRA Rules prohibit loans by brokers from customers.
In 2015 a customer of NYLife Securities was paid $91,458 to resolve allegations that Hejtmancik was involved in unauthorized transactions involving two whole life insurance products. The customer alleged that his signature was forged on forms associated with the policies.
Allegations of Broker Misconduct Against Kelly Erwin Hejtmancik Jr.
Allegations
Customers of Kelly Erwin Hejtmancik Jr. have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unauthorized transactions
- Loan from Customer to Broker
- Forgery
[LEARN MORE]:
Other Cases Involving Unauthorized Trading
Brokers and their firms have a duty to comply with FINRA rules, including the suitability rule (FINRA Rule 2111) and the obligation to observe high standards of commercial honor and just and equitable principles of trade (FINRA Rule 2010). Allegations such as unauthorized transactions and misappropriation of funds suggest potential violations of these obligations.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Investigations of Other MML Investors Services brokers
If you have suffered investment losses in an account handled by Kelly Erwin Hejtmancik Jr., contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.