Last Updated: May 2025 — Las Vegas, NV
Here’s what you need to know about Las Vegas, NV, stockbroker Kevin Dauphinee:
- Name: Mr. Kevin Dauphinee
- CRD Number: 5847437
- Current Status: Creativeone Wealth (Registered Investment Advisor), Not currently registered with a FINRA member firm as a broker
- Prior Employers: Portsmouth Financial Services , NYLIFE Securities LLC, Summit Alliance Securities, New England Securities, Cathay Consultants
- Primary Location: Las Vegas, NV
- Function: Stockbroker / Financial Advisor
- Can Kevin Dauphinee be sued in FINRA arbitration? Yes
- Pending Customer Dispute seeks $100,000-$500,000 in damages
If you’ve sustained damages from Mr. Dauphinee, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kevin Dauphinee As Your Stockbroker?
A customer dispute has been filed against Kevin Dauphinee, alleging that he recommended an investment strategy that was not in the client’s best interest. The complaint involves investments in fixed and variable annuities and was filed on July 11, 2024, in FINRA Case number 24-01514. The customer is seeking damages ranging from $100,000 to $500,000, exclusive of punitive damages. The investment-related misconduct is tied to his time at Portsmouth Financial Services.
Allegations of Broker Misconduct Against Kevin Dauphinee
Kevin Dauphinee has been the subject of the following reported misconduct:
Recommended investment not in best interest of customer
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090) Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
The Financial Industry Regulatory Authority (FINRA) requires brokers to adhere to strict rules, including FINRA Rule 2111, which mandates that brokers only recommend investments that are suitable based on the client’s profile.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Kevin Dauphinee, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.