Last Updated: October 2025 — Arroyo Grande, CA
Here’s what you need to know about Arroyo Grande, CA stockbroker Kurt Jackson:
- Name: Kurt Charles Jackson
- Current Employer: Commonwealth Financial Network (CRD #8032). Registered with this firm since 10/22/2015; branch location listed in Arroyo Grande, CA
- Prior Firms:
- NFP Advisor Services, LLC (Austin, TX / San Luis Obispo, CA) — 01/2008–10/2015
- UBS Financial Services Inc. (San Luis Obispo, CA) — 12/2002–01/2008
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (NY/Santa Barbara) — 09/1997–12/2002
- Other Business Affiliations: Central Coast Wealth Management, LLC — Owner (investment-related; since 2015), Central Coast 401K
- CRD number: 2913769.
- Stockbroker / Financial Advisor:Currently registered with FINRA; holds CFP® designation; passed SIE (10/01/2018), Series 7 (09/08/1997), Series 31 (09/18/2003), Series 63 (09/27/1997), Series 65 (10/03/1997); licensed in 10 U.S. states/territories.
- Can Broker be Sued in FINRA:Yes
- Highest Award or Settlement:$375,000
- Two Current Customer Disputes Seeks Total Damages of more than $400,000
If you’ve sustained damages from Mr. Jackson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kurt Jackson as Your Stockbroker?
Jackson discloses multiple customer disputes:
- Pending FINRA Arbitration (Case No. 25-01591):Filed August 2025, alleging unsuitable investments in certain bond funds while at Commonwealth Financial Network; claimed damages $292,448.
- Pending FINRA Arbitration (Case No. 25-01813):Written complaint received September 2025, alleging unsuitable portfolio investments while at Commonwealth Financial Network; claimed damages $150,000
- Settled FINRA Arbitration (Case No. 22-02180):Filed by a customer of Kestra Investment Services, LLC involving oil & gas investments; settled for $375,000 in October 2023
- Final Arbitration Award (NASD Case No. 03-01513):April 2003 a customer of Merrill Lynch alleged negligence, breach of contract, breach of fiduciary duty, and suitability in common stock, mutual funds, and options; award to customer $48,430 in October 2004.
Allegations of Broker Misconduct Against Kurt C. Jackson
- Unsuitability
- Breach of Fiduciary Duty
- Misrepresentation / Omission of Material
- Negligence / Breach of Contract
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Commonwealth Financial Network Brokers
If you have suffered investment losses in an account handled by Kurt Charles Jackson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.