Last Updated: October 2025 — Charlotte, NC
Here’s what you need to know about Charlotte, NC stockbroker Mackenzie A. Dickson:
- Name: Mackenzie Alexander Dickson
- Current Employer: TIAA-CREF Individual & Institutional Services, LLC (registered since 06/22/2022); primary branch listed at 8500 Andrew Carnegie Blvd., Charlotte HUB, Charlotte, NC 28262. Main office shown at 730 Third Avenue, New York, NY 10017-3206.
- CRD number: 7516892.
- Stockbroker / Financial Advisor. Registered representative; passed SIE (04/27/2022), Series 63 (05/23/2022), and Series 6 (06/22/2022). Licensed in 51 U.S. states/territories.
- Can Broker be Sued in FINRA: Yes (FINRA arbitration is available for customer disputes).
- Highest Award of Settlement: $82,885.34 (customer complaint settled; individual contribution $0).
If you’ve sustained damages from Mr. Dickson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mackenzie A. Dickson as Your Stockbroker?
A customer oral complaint received August 11, 2025 alleged that Mr. Dickson provided inaccurate information about the tax liability of withdrawals from variable annuities while at TIAA-CREF Individual & Institutional Services, LLC. The matter was settled for $82,885.34; the disclosure does not provide a FINRA case number and reflects no individual contribution from the broker. Product type: Variable annuity. Status noted settled on 08/11/2025.
Allegations of Broker Misconduct Against Mackenzie A. Dickson
- Unsuitability. Recommending or facilitating transactions inconsistent with a customer’s risk tolerance and objectives may violate FINRA Rule 2111 (Suitability) and, for retail customers, SEC Regulation Best Interest (Exchange Act Rule 15l-1).
- Breach of Fiduciary/Best-Interest Duties. Retail recommendations must satisfy Reg BI’s Care and Disclosure Obligations; failures can support fiduciary-type claims even in brokerage accounts.
- Fraud / Misrepresentation or Omission of Material Facts. Deceptive statements or omissions are prohibited by FINRA Rule 2020 and FINRA Rule 2010.
- Unauthorized Trading. Placing trades without prior written customer authorization and firm approval may violate FINRA Rule 3260 (Discretionary Accounts) and FINRA Rule 2010.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Mackenzie Alexander Dickson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.