Last Updated: August 2023 (San Juan, Puerto Rico)
Maria Mercedes Ramirez Investigation Summary
Here’s what you need to know about San Juan, PR stockbroker Maria Ramirez:
- Name: Maria Ramirez
- Current Employer: Insigneo International Financial Services LLC
- Previous Firms: None
- Function: Stock Broker/ Financial Advisor
- Aliases: Maria Mercedes Ramirez Gomez
- Primary Location: San Juan, PR
- CRD #4531270
- Pending customer disputes: Yes, 1 pending and 4 denied.
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Maria Ramirez As Your Stockbroker?
Maria Mercedes Ramirez Gomez has a pending customer complaint for alleged broker misconduct.
In March 2023, a customer of Insigneo International Financial Services made an oral complaint alleging that Maria M Ramirez Gomez failed to recommend the sale of her position in Bed Bath and Beyond bonds to avoid the realization of losses in his brokerage account causing damages of $20,000. This matter is currently pending.
Earlier in her career 4 customers complained that their accounts had been mishandled by Maria Ramirez Gomez. The firm denied the complaints and the customers did not pursue the matters any further.
Allegations of Broker Misconduct Against Maria M. Ramirez Gomez
A customer of Maria M. Ramirez Gomez has alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to sell to avoid loss
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Maria M. Ramirez Gomez, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
