Last Updated: November 2023 (Delray Beach, FL)
Mark Salter Investigation Summary
Here’s what you need to know about Delray Beach, FL, stockbroker Mark Salter:
- Name: Mr. Mark Myles Salter
- Current Employer: Natalliance Securities
- Previous Firms: Tejas Securities Group, Amherst Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Mark Salter
- Primary Location: Delray Beach, FL
- CRD 1180139
- Can Mark Salter be sued in FINRA arbitration: Yes
- Sanctioned by Securities Regulators: Yes
- Highest Settlement or Award $315.000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mark Salter As Your Stockbroker?
Mark Salter six final regulatory matters with the U.S. Securities and Exchange Commission and the NASD (predecessor to FINRA).
A customer of prior employer Tejas Securities Group was paid $315,000 to resolve allegations that Mark Salter made unsuitable investment recommendations to invest in bonds.
Allegations of Broker Misconduct Against Mark Salter
Customers of Mark Salter have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in bonds
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Mark Salter, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
