Last Updated: February 2025 (Indianapolis, IN)
Here’s What You Need to Know About Indianapolis, IN, stockbroker Mark Just
- Name: Mark William Just
- Current Employer: Not currently registered
- Prior Employers:
- Triad Advisors LLC (2004–2021)
- Royal Alliance Associates, Inc. (1995–2004)
- Delta Equity Services Corporation (1995)
- Function: Stockbroker / Financial Advisor
- Aliases: Mark Just
- Primary Location: Indianapolis, IN
- CRD#: 1138738
- Can Mark Just be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? Yes
- Sixteen Prior Customer Complaints-Highest Settlement or Award: $200,000
- Three Pending Customer Disputes Seek Damages of: $330,000
If you’ve sustained damages from Mr. Just, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mark Just As Your Stockbroker?
Thirteen customers of Triad Advisors LLC have settled cases against Mike Just for a cumulative amount in excess of $650,000.
In one of the three currently pending cases, a claimant seeks $150,000 in damages, alleging that Mr. Just’s recommendations regarding direct investments were not in line with their investment needs and objectives. FINRA Docket #24-02508. The other two pending cases also involve alternative investments and make similar claims.
See this for more information on REITs and Other Alternative Investments
In 2021 FINRA suspended Mike Just for three months and assessed a regulatory fine of $5,000 to resolve allegations that he failed to report state tax liens as required under FINRA rules, FINRA Rule 1122 and Article V, Section 2(c) of the FINRA By-Laws.
Allegations of Broker Misconduct Against Mark Just
Customers of Mark Just have alleged the following misconduct in connection with the handling of their accounts:
- Unsuitable Investment Recommendations: Multiple cases allege Mr. Just placed clients in high-risk, illiquid investments such as real estate securities and non-traded REITs that were not appropriate for their risk tolerance.
- Misrepresentation of Investment Risks: In multiple disputes, claimants allege that Mr. Just failed to provide adequate disclosures regarding investment risks, particularly in variable annuities and alternative investments.
- Overconcentration in Alternative Investments: Several customers have accused him of placing an excessive amount of their portfolios into high-risk, illiquid investments, in violation of FINRA Rule 2111 (Suitability Rule).
The Financial Industry Regulatory Authority (FINRA) regulates stockbrokers and requires them to report customer complaints, disputes, and regulatory sanctions. Brokers must also disclose financial matters such as bankruptcies, judgments, and tax liens.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Triad Advisor Brokers
If you have suffered investment losses in an account handled by Mark Just, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.