Last Updated: February 2024 (Franklin, TN)
Matthew Wilkes Investigation Summary
Here’s what you need to know about Franklin, TN, stockbroker Matthew Wilkes:
- Name: Mr. Matthew Kenneth Wilkes
- Current Employer: Not currently registered with FINRA
- DBA: Greensview Wealth Management , Wilkes Corrigan Wealth Advisors
- Previous Firms: Trustfirst (until 10/2023), FSIC, Raymond James Financial Services, Wells Fargo
- Function: Stock Broker/ Financial Advisor
- Aliases: Matthew Wilkes
- Primary Location: Franklin, TN
- CRD 5409004
- Can Matthew Wilkes be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $25,378
- Pending Customer Dispute Seeks Damages of $4,171,885
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Matthew Wilkes As Your Stockbroker?
A customer of Raymond James Financial Services filed a FINRA arbitration in 1/2024 alleging that Matthew Wilkes recommended an unsuitable premium-financed life insurance policy and failed to properly explain its risks and then later made an unsuitable recommendation to change insurance provider. Damages of $4,171,885 are sought in this currently pending matter.
In 2015 a customer of Wells Fargo was paid $25,378 to resolve allegations that Wilkes did not properly represent the change in investment platform from Wealt to Brokerage and how the change would affect the customer financially.
Allegations of Broker Misconduct Against Matthew Wilkes
Customers of Matthew Wilkes have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to purchase premium-financed insurance policy
- Failed to properly explain change in investment platform
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Wells Fargo brokers
If you have suffered investment losses in an account handled by Matthew Wilkes, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
