Rex Securities Law Investment Fraud Attorney Investigates Sovereign Global Advisors Broker Michael Dandrea

Rex Securities Law Investment Fraud Attorney Investigates Sovereign Global Advisors Broker Michael Dandrea

Rex Securities Law Investment Fraud Attorney Investigates Sovereign Global Advisors Broker Michael Dandrea 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Melville, NY)

Michael Dandrea Investigation Summary

Here’s what you need to know about Melville, NY, stockbroker Michael Dandrea:

  • Name: Mr. Michael Dandrea
  • Current Employer: Sovereign Global Advisors
  • Previous Firms: National Securities Corp, Trident Partners Ltd.
  • Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
  • Aliases: Michael Dandrea
  • Primary Location: Melville, NY
  • CRD 5919930
  • Can Michael Dandrea be sued in FINRA arbitration: Yes
  • Sanctioned by FINRA: No
  • Pending Customer Dispute Seeks Damages of $100,000

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Michael Dandrea As Your Stockbroker?

In 9/2023 a customer of Sovereign Global Advisors made a customer complaint alleging that Michael Dandrea churned their account, traded it without authority and made unsuitable investments. Damages are alleged to be $100,000 in this currently pending matter.

Allegations of Broker Misconduct Against Michael Dandrea

A customer of Michael Dandrea has alleged the following wrongdoing in connection with the handling of customer accounts:

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

If you have suffered investment losses in an account handled by Michael Dandrea, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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