Last Updated: November 2023 (Melville, NY)
Michelle Perres Investigation Summary
Here’s what you need to know about Melville, NY, stockbroker Michelle Perres:
- Name: Michelle Perres
- Current Employer: Aegis Capital Corp.
- Previous Firms: Global Arena Capital Corp., B.B. Graham & Company, Liberty Partners Financial Services
- Function: Stock Broker/ Financial Advisor
- Aliases: Michelle Haffner
- Primary Location: Melville, NY
- CRD 4350152
- Can Michelle Perres be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $50,000
- Pending Customer Dispute Seeks Damages of $100,000-$500,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Michelle Perres As Your Stockbroker?
In 1/2023 a customer of Aegis Capital filed a FINRA arbitration alleging that Michelle Perres made unsuitable recommendations between 2018-2020 causing damages of between $100,000-$500,000. This matter is currently pending.
In 3/2012 a customer of Liberty Partners Financial Services was paid $50,000 to resolve allegations that Michelle Perres sold shares without authority.
Allegations of Broker Misconduct Against Michelle Perres
Customers of Michelle Perres have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Traded account without authority
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Michelle Perres, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
