Last Updated: April 2024 (Celina, Texas)
Nicole Fry Investigation Summary
Here’s what you need to know about Celina, TX, stockbroker Nicole Fry:
- Name: Nicole Michele Fry
- Current Employer: Ameriprise Financial Services
- Function: Stock Broker/ Financial Advisor
- Aliases: Nicole Fry
- Primary Location: Celina, Texas
- CRD 6338619
- Can Nicole Fry be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Customer Made Complaint for Losses of $150,000 and Company Denied It
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Nicole Fry As Your Stockbroker?
In 10/2023 a customer of Ameriprise Financial Services alleged that Nicole Fry recommended investments she didn’t want and placed her in funds with high fees and charges. The firm reviewed the complaint and “denied” it. Apparently the customer did not pursue the matter further. See below for our advice for customers who have had complaints “denied” by a brokerage firm.
Has Your Brokerage Firm “Denied” Your Claim for Damages Due to Stockbroker Malpractice?
It is quite common (and predictable as well) for brokerage firms to deny a customer’s complaint made directly to the company. Firms know that in many, if not most, instances telling the customer “we don’t think it’s our fault” will be the end to the problem.
Firms seldom, if ever, offer adequate resolution when a customer deals directly with the brokerage firm. In the unlikely event the firm does actually agree to discuss settlement , the firm will generally attempt to have you settle your case for a fraction of what it is worth.
If you think there is a problem with the way your account has been handled, or if you have had your claim “denied”, talk to an experienced securities attorney to learn your rights and to learn what the true value of your claim may be.
We do not charge to evaluate a case.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Investigations of other Ameriprise Financial brokers
If you have suffered investment losses in an account handled by Nicole Fry, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
