Last Updated: November 2025 — Saint Louis, MO
Here’s what you need to know about Saint Louis, MO stockbroker Nir Regev:
- Name: Nir Regev
- Alias: Nir Regev Kragnes
- Current Employer: DFPG Investments, LLC (FINRA broker); Diversify Advisory Services, LLC (investment adviser rep). Branch locations include Saint Louis, MO
- Prior Firms: VSR Financial Services, Inc.; IFG Network Securities, Inc.; Washington Square Securities, Inc.; Walnut Street Securities, Inc.; Andover Securities, Inc.; Ameritas Investment Corp.; Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Other Business Affiliations: Nir Regev Insurance (insurance agent; non-securities life insurance and fixed annuities; St. Louis, MO).
- CRD number: 1847410.
- Stockbroker / Financial Advisor. Currently registered with 1 SRO; licensed in multiple U.S. states/territories; passed the Series 7, SIE, Series 63, and Series 65.
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $278,680
If you’ve sustained damages from Mr. Regev, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Nir Regev as Your Stockbroker?
2023 Customer Complaint — Settled. A customer alleged that illiquid real-estate securities were not suitable nor prudent. The matter settled for $278,680, all of which was paid by Regev individually.
2019 FINRA Arbitration Award (Case No. 19-00219). A customer alleged suitability and breach of fiduciary duty relating to an income rider . The arbitrataion panel made an award requiring Nir Regev to pay $4,999 in compensatory damages plus $600 filing-fee reimbursement.
Allegations of Broker Misconduct Against Nir Regev
- Unsuitability. Customers alleged recommendations inconsistent with their objectives and risk tolerance. Suitability duties are governed by FINRA Rule 2111 (Suitability) and, for retail recommendations made on or after June 30, 2020, the SEC’s Regulation Best Interest (Exchange Act Rule 15l-1) care obligation.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Nir Regev, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.