Last Updated: May 2026 – Williston, FL
Here’s what you need to know about Osvaldo Delgado Jr.
- CRD Number: 5709747
- Alias: Ozzie Delgado
- Current Employer: Kovack Securities Inc.
- Current Investment Adviser Firm: Kovack Advisors, Inc. (since 2012)
- Other Business Affiliations: Cross Oak Wealth
- Primary Location:Williston & Ft. Lauderdale, Florida
- Function: Stockbroker / Financial Advisor
- Prior Employer: Signator Investors, Inc. (2009–2012)
- Can Osvaldo Delgado Jr. be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Highest Settlement or Award: $32,000
Did You Lose Money with Osvaldo Delgado Jr. as Your Stockbroker?
Rex Securities Law is investigating sales practice complaints and customer disputes involving Osvaldo “Ozzie” Delgado Jr., a stockbroker and financial advisor located in Williston, Florida.
In 11/2025 a customer of Kovack Securities alleged that a fixed annuity recommendation was unsuitable and failed to perform as expected. The matter was settled in March 2026 for $32,000.
If you suffered investment losses while working with Osvaldo Delgado Jr., you may be able to recover damages through FINRA arbitration.
Allegations of Broker Misconduct Against Osvaldo Delgado Jr.
- A fixed annuity recommendation was unsuitable
See this for our prior investigations of cases involving Annuities
Suitability obligations require brokers to have a reasonable basis for believing that an investment recommendation is appropriate based upon a customer’s investment objectives, financial circumstances, risk tolerance, liquidity needs, and overall profile.
Fixed annuities and other insurance-related investment products can generate customer complaints when investors later discover surrender penalties, restrictions on access to funds, or product features that were not fully explained at the time of purchase.
Mr. Delgado holds the Series 7, Series 6, Series 66, and Securities Industry Essentials (SIE) registrations.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our investigations of other Kovack Securities brokers
If you have suffered investment losses in an account handled by Andrew Pincus, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Our securities fraud attorneys represent investors in FINRA arbitration claims involving unsuitable recommendations, annuity sales practices, misrepresentations, negligence, breach of fiduciary duty, failure to supervise, and other forms of broker misconduct.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.