Last Updated: July 2025 (Miami, FL)
Pablo Gherardi Investigation Summary
Here’s What You Need to Know About Miami, FL Stockbroker Pablo L. Gherardi:
- Name: Pablo Leonel Gherardi
- Current Employer: Not currently registered
- Prior Employers:
- Jefferies LLC (2017–2024)
- Wells Fargo Advisors LLC (2003–2016)
- Prudential Securities Incorporated (2003)
- Function: Stockbroker / Financial Advisor
- Aliases: Pablo Gherardi
- Primary Location: Miami, FL
- CRD Number: 4602689
- Other Business Affiliation: Latin Securities Casa de Valores, Montevideo, Uruguay: Maceratio LLC, Miami, FL
- Can Pablo Gherardi Be Sued in FINRA Arbitration: Yes
- Sanctioned by FINRA: No
- Terminated by Prior Employer: Yes, twice
If you’ve sustained damages from Mr. Gherardi, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Pablo Gherardi as Your Stockbroker?
Pablo Gherardi discloses two employment terminations due to misconduct alleged by his employing firm.
1.Termination from Jefferies LLC
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- Date: November 2024
- Allegations: Facilitated impermissible money-transfer wires and deleted off-channel business communications.
- Product Involved: Wire Transfers.
- Termination from Wells Fargo Advisors LLC
- Date: November 2016
- Allegations: Sale of offshore investment products with inconsistencies in associated paperwork.
- Product Involved: Investment Contracts.
According to Bloomberg News Gherardi was fired, along with other members of his team at Jefferies: Marcelo Poliak . Rodrigo Soto and Guillermo Guerra. Bloomberg reports that the team was discharged after impermissible money-wire transfers were discovered as well as off channel communications that had been deleted. Wall Street firms have been fined heavily for use of off channel communications such as WhatsApp over recent years.
In addition broker Nicholas Coubrough CRD 4678755 was also fired by Jefferies for allegedly seeking improper payments from his colleagues in exchange for not disclosing their improper communication methods they engaged in as well as the fact they deleted off channel business communications.
Allegations of Broker Misconduct Against Pablo Gherardi
Customers and employers have alleged the following misconduct against Pablo Gherardi:
- Unsuitable Investment Recommendations: Allegations of recommending investments inappropriate for a client’s financial goals and risk tolerance.
- Facilitation of Improper Wire Transfers: Allegations of enabling unauthorized money transfers and deleting relevant communications.
- Inconsistencies in Paperwork: Issues related to offshore investment products that resulted in the broker’s termination.
- Regulatory Non-Compliance: Failure to maintain appropriate communication and documentation standards.
These allegations suggest potential violations of FINRA Rule 2111 (Suitability Rule) and FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), which require brokers to conduct business ethically and in accordance with client objectives.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Jefferies LLC brokers
Investigation of Jefferies Broker Guillermo Enrique Guerra Romiti
If you have suffered investment losses in an account handled by Pablo L. Gherardi, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.