Last Updated: September 2023 (Garden City, NY)
Patrick Perugino Investigation Summary
Here’s what you need to know about Garden City, NY, stockbroker Patrick Perugino:
- Name: Mr. Patrick A. Perugino
- Current Employer: Craft Capital Management
- Previous Firms: Spartan Capital Securities, Allied Millennial Partners, David Lerner Associates
- Function: Stock Broker/ Financial Advisor
- Other Employment: Chilis Bar & Grill- Bar Tender
- Aliases: Pat Perugino, Patrick Anthony Perugino II, Patrick Perugino
- Primary Location: Garden City, NY
- CRD 6363411
- Can Patrick Perugino be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement or Award : $6,427
- Discharged by Prior Employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Patrick Perugino As Your Stockbroker?
In 1/2023 FINRA suspended Patrick Perugino for a month (ending 2/2/2023) and fined him $5,000 to resolve allegations that while employed by David Lerner Assoc., Spartan Capital Securities and Craft Capital Management Perugino exercised discretion in four customer accounts without prior written approval from the customers in violation of FINRA Rules 2510(b), 3260(b) and 2010.
In 7/2021 a FINRA arbitration panel ordered Perugino to pay a customer of David Lerner Assoc. $6,427 to resolve allegations that he made unauthorized trades in the customer’s account.
David Lerner Associates discharged Patrick Perugino in 11/2017 following allegations of unauthorized trading.
Allegations of Broker Misconduct Against Patrick Perugino
Customers of Patrick Perugino have alleged the following wrongdoing in connection with the handling of customer accounts:
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Patrick Perugino, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
