Last Updated: October 2023 (Fort Collins, CO)
Rick Meehieis Investigation Summary
Here’s what you need to know about Fort Collins, CO, stockbroker Rick Meehleis:
- Name: Mr. Rick William Meehleis
- Current Employer: Parsonex Securities dba Retirement Solutions
- Previous Firms: Next Financial Group, Lorence & Vander Zwart (RIA)
- Function: Stock Broker/ Financial Advisor
- Aliases: Rick Meehleis
- Primary Location: Fort Collins, CO
- CRD 872287
- Can Rick Meehleis be sued in FINRA arbitration: Yes
- Sanctioned by Securities Regulator: Yes
- Discharged by prior employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Allegations of Broker Misconduct Against Rick Meehieis by NEXT Financial and Colorado Securities Regulators
Rick Meehleis was discharged by NEXT Financial in 1/2021. The firm makes the following allegation on his FINRA record: “The firm identified a patter of additions to customer’s variable annuity contracts that were not submitted by the individual for preapproval in accordance with firm policy.”
Early in his career Rick Meehleis was fined $300 by the State of Colorado for effecting sales and/or purchases of securities without complying with the licensing provisions of the Colorado Securities Act.
Did You Lose Money With Rick Meehieis As Your Stockbroker?
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Rick Meehleis, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
