Last Updated: November 2023 (Austin, TX)
Robert Schmidt Investigation Summary
Here’s what you need to know about Austin, TX, stockbroker Robert Schmidt:
- Name: Mr. Robert Clayton Schmidt
- Current Employer: Realized Financial (formerly Thornhill Securities )
- Previous Firms: Wealthforge Securities,
- Function: Stock Broker/ Financial Advisor
- Aliases: Robert Schmidt, Clay Schmidt
- Primary Location: Austin, TX
- CRD 6920482
- Can Robert Schmidt be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of unspecified amount
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert Schmidt As Your Stockbroker?
In 2/2023 a customer of Realized Financial filed a FINRA arbitration alleging that Robert Schmidt failed to conduct reasonable due diligence and inadequate disclosures when recommending an investment in NP Skyloft DST (Delaware Statutory Trust)
Allegations of Broker Misconduct Against Robert Schmidt
Customers of Robert Schmidt have alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to Conduct Adequate Due Diligence
- Inadequate Disclosures When Recommending NP Skyloft DST
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Robert Schmidt, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
