Last Updated: September 2023 (New York City)
Robert Maley Investigation Summary
Here’s what you need to know about New York City, stockbroker Robert Maley:
- Name: Mr. Robert Andrew Maley
- Current Employers: Sutter Securities Clearing, Sutter Securities Inc., Boustead Securities, Sutter Capital Partners [PDF]
- Previous Firms: Analyst Hub Securities, NMS Capital Advisors, Ladenburg Thalmann & Co., Gilford Financial, Gilford Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: New York City
- CRD 2442794
- Can Robert Maley be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $25,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert Maley As Your Stockbroker?
In 9/2020 a customer of Boustead Securities/ Sutter Securities/ Sutter Securities Clearing was paid $25,000 to resolve allegations that Robert Maley misrepresented that customers would invest in Celtic Coal.
Allegations of Broker Misconduct Against Robert Maley
Customers of Robert Maley have alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresentation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Robert Maley, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.