Last Updated: October 2025 — Marlton, NJ
Here’s what you need to know about Marlton, NJ stockbroker Robert A. Moore Jr.:
- Name: Robert Allen Moore Jr.
- Current Employer: J. Alden Associates, Inc. (FINRA broker), Wayne, PA; Pine Valley Investments (Investment Adviser Representative), Marlton, NJ.
- Prior Firms: Purshe Kaplan Sterling Investments (10/2016–06/2022); Morgan Stanley (2009–2016); Morgan Stanley & Co. Incorporated (2007–2009); Morgan Stanley / Morgan Stanley DW (2002–2007); Professional Edge Fund L.P. (2000–2001).
- Other Business Affiliations: Senior Investment Advisor, Pine Valley Investments, LLC; Fixed insurance agent.
- CRD number: 2051333.
- Stockbroker / Financial Advisor. (Registered with 1 SRO; licensed in multiple U.S. states; Series 7, SIE, Series 31, Series 99; Series 66.)
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $1,500
- Current Customer Dispute Seeks Total Damages of: $900,000
If you’ve sustained damages from Mr. Moore, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert A. Moore Jr. As Your Stockbroker?
- Pending FINRA Arbitration: August 2025 (FINRA Case No. 25-01742). A former customer of Purshe Kaplan Sterling alleges breach of fiduciary duty, negligence, and misrepresentation in connection with Moore’s recommendation to invest in Spring Hills Holdings. Damages sought are $900,000.
- Earlier Customer Complaint (Settled): September 2011. Allegation that the financial advisor recommended an unsuitable U.S. government/agency bond settled for $1,500.
Allegations of Broker Misconduct Against Robert A. Moore Jr.
- Unsuitability
- Breach of Fiduciary Duty / Best-Interest Obligations
- Misrepresentation / Omission of Material Facts — Alleged misleading statements or omissions tied to a real-estate security. FINRA Rule 2020 and Rule 2010.
- Negligence
Recover Your Investment Losses Now With Rex Securities Law
Other investigations of Purshe Kaplan Sterling brokers
If you have suffered investment losses in an account handled by Robert Allen Moore Jr., contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.