Last Updated: December 2023 (Houston, TX)
Bert Mueller Investigation Summary
Here’s what you need to know about Houston, TX, stockbroker Robert Mueller:
- Name: Mr. Robert Charles Mueller
- Current Employer: UBS Financial Services
- Previous Firms: Morgan Stanley
- Function: Stock Broker/ Financial Advisor
- Aliases: Bert Mueller, Robert Mueller
- Primary Location: Houston, Texas
- CRD 2647227
- Can Bert Mueller be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $1.7 Million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bert Mueller As Your Stockbroker?
Bert Mueller discloses 7 prior customer disputes, including:
- In 12/2022 a UBS Financial Services customer was paid $670,329 to resolve allegations that Mueller made an unsuitable recommendation and misrepresented an investment in an options overlay strategy.
- In 12/2022 another UBS customer was paid $697,080 for losses in an option overlay strategy
- In 12/2022 another UBS customer was paid $512,497 for losses in an option overlay strategy
- In 4/2008 a customer of Morgan Stanley was paid $1.7 million to repurchase Auction Rate Securities.
Allegations of Broker Misconduct Against Bert Mueller
Customers of Bert Mueller have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations to employ an Option Overlay Strategy in customer account
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Robert “Bert” Mueller, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
