Last Updated: November 2023 (Boca Raton, FL)
Robert Nathan Investigation Summary
Here’s what you need to know about Boca Raton, FL, stockbroker Robert Nathan:
- Name: M. Robert Scott Nathan
- Current Employer: Revere Securities
- DBA:
- Previous Firms: VCS Venture Securities, Tripoint Global Equities, Monarch Capital Group, Aegis Capital Corp.
- Function: Stock Broker/ Financial Advisor
- Aliases: Robert Nathan
- Primary Location: Boca Raton, FL
- CRD 4662702
- Can Robert Nathan be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $400,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert Nathan As Your Stockbroker?
Robert Nathan discloses 5 prior customer disputes including:
- A customer of Tripoint Global Equities was paid $400,000 in 2018 to resolve allegations that Robert Nathan failed to perform adequate due diligence prior to recommending investments in private placements.
- Another Tripoint Global Equities was paid $42,500 to resolve a FINRA arbitration which alleged that Robert Nathan made and unsuitable recommendation and misrepresentations in connection with an investment in Advance Entertainment LLC in 2016.
- Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Robert Nathan
Customers of Robert Nathan have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Failure to perform adequate due diligence
- Misrepresentations
- Unauthorized Trading
- Using discretion without authorization
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our investigations of Revere Securities brokers
If you have suffered investment losses in an account handled by Robert Nathan, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
