Last Updated: October 2025 — Bend, OR
Here’s what you need to know about Bend, OR stockbroker Scott David Coonrod:
- Name: Scott David Coonrod.
- Current Employer: Not currently registered with a FINRA-member broker-dealer.
- Prior Firms:
- FSC Securities Corporation (Bend, OR) — 10/2017–12/2022
- Morgan Stanley — 06/2009–10/2017
- Morgan Stanley & Co. Incorporated — 04/2007–06/2009
- Morgan Stanley DW Inc. — 01/2007–04/2007
- Citigroup Global Markets Inc. — 01/2001–01/2007.
- Other Business Affiliations: Ownership/management of multiple residential rental properties in Bend & Redmond, OR; Kalyx Capital Management (insurance/annuity recommendations); Cascade Perspective Partners LLC; Stellar Realty Northwest (real estate broker).
- CRD number: 4311374.
- Stockbroker / Financial Advisor: Formerly registered; has passed SIE, Series 7, 31, 63, 65.
- Can Broker be Sued in FINRA: Yes (customer disputes and arbitrations are brought through FINRA). Current record shows pending and settled customer disputes.
- Sanctioned by Securities Regulators: No regulatory sanctions disclosed in the report (customer disputes and tax liens are disclosed).
- Discloses Outstanding Liens: Yes — two outstanding tax liens filed in Deschutes County, OR (IRS lien $112,631.73 on 01/31/2022; Oregon DOR lien $16,478.58 on 03/03/2022).
- Discharged by a Prior Employer: Not reported in the BrokerCheck disclosure summary.
- Highest Award of Settlement: $140,000 (FINRA Case No. 09-06743; settled 12/15/2010).
- Current Customer Dispute Seeks Total Damages of: $1,228,822 (FINRA Arbitration No. 23-01019; reported 04/21/2023 / complaint received 11/22/2022).
If you’ve sustained damages from Mr. Coonrod, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Scott D. Coonrod As Your Stockbroker?
- Pending FINRA Arbitration (FINRA No. 23-01019). Filed/served April 2023, claimants (daughters of a deceased client) allege overly aggressive discretionary trading inconsistent with the client’s needs and objectives while at FSC Securities Corporation. Damages sought: $1,228,822.
- Customer Dispute — Settled (FINRA No. 10-04710). Filing date October 20, 2010; claimant alleged over-concentration of unsuitable equities in an IRA portfolio at Morgan Stanley & Co. Settled for $50,000 on February 24, 2011 (no individual contribution).
- Customer Dispute — Settled (FINRA No. 09-06743). Filing date November 25, 2009; claimant alleged unsuitable investments and failure to follow sell instructions (including variable annuity and listed equities) at Morgan Stanley & Co., Inc. Settled for $140,000 on December 15, 2010 (no individual contribution).
Allegations of Broker Misconduct Against Scott D. Coonrod
- Unsuitability — allegations that recommendations or trading strategy did not match the client’s risk tolerance/objectives may implicate FINRA Rule 2111 (Suitability).
- Breach of Fiduciary Duty / Best-Interest Obligations — for retail recommendations, arbitrators often consider SEC Regulation Best Interest (Exchange Act Rule 15l-1).
- Fraud / Misrepresentation or Omission of Material Facts — deceptive practices violate FINRA Rule 2020 and FINRA Rule 2010.
- Unauthorized Trading — if trades were placed without proper written authority, that can violate FINRA Rule 3260 (Discretionary Accounts) and Rule 2010.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other FSC Securities brokers
If you have suffered investment losses in an account handled by Scott David Coonrod, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.