Last Updated: November 2023 (Boca Raton, FL)
Scott Miller Investigation Summary
Here’s what you need to know about Boca Raton, FL, stockbroker Scott Miller:
- Name: Scott Michael Miller
- Current Employer: Ameriprise Financial Services
- Previous Firms: Jefferson Pilot Securities Corp., ING Financial Partners
- Function: Stock Broker/ Financial Advisor
- Aliases: Scott Miller
- Primary Location: Boca Raton, FL
- CRD 1927089
- Can Scott Miller be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $1,500,895
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Scott Miller As Your Stockbroker?
A customer of Ameriprise Financial Services initiated a claim in 7/2023 alleging that Scott Miller wrongfully recommended to exchange his Nationwide annuity policy for an unsuitable RVS Life annuity. The customer alleges damages of 1,502,685 in this currently pending matter.
Allegations of Broker Misconduct Against Scott Miller
A customer of Scott Miller has alleged the following wrongdoing in connection with the handling of customer accounts:
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Scott Miller, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
