Last Updated: November 2025 — Glendale, CA
Here’s what you need to know about Glendale, CA stockbroker Shelby Rothman:
- Name: Shelby Joy Rothman
- Alias: Shelby Rothman Murdock
- Current Employer: Cambridge Investment Research, Inc. (broker) and Cambridge Investment Research Advisors, Inc. (investment adviser); branch offices listed at 100 W. Broadway, Ste. 500, Glendale, CA 91210 and 1800 W. Magnolia Blvd., Burbank, CA 91506. Registered with Cambridge since June 2011.
- Prior Firms: Woodbury Financial Services, Inc. (2000–2009); Western Financial Advisors / WFP Securities (2009–2011).
- Other Business Affiliations: Independent Insurance Agent (Mission Viejo, CA); Owner/Partner of Enjoy Financial (Glendale, CA); Survey Squad California
- CRD number: 4166632.
- Stockbroker / Financial Advisor. Active FINRA General Securities Representative; also registered as an Investment Adviser Representative in multiple states.
- Can Broker be Sued in FINRA: Yes
- Current Customer Dispute Seeks Total Damages of: Damage amount not yet specified
If you’ve sustained damages from Mr. Rothman, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Shelby Rothman As Your Stockbroker?
A customer dispute was filed by a customer of Cambridge Investment Research in August 2025, alleging unsuitable investment recommendations. The products at issue are listed as Insurance and Direct Participation Program (DPP) interests. In September the matter was closed with no action and the customer apparently has taken no further action.
Allegations of Broker Misconduct Against Shelby J. Rothman
- Unsuitability
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Cambridge Investment Research brokers
If you have suffered investment losses in an account handled by Shelby Joy Rothman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.