Last Updated: April 2025 | Baltimore, MD
Here’s what you need to know about Baltimore, MD, stockbroker Steven Gessner:
- Name: Mr. Steven Joseph Gessner
- Current Employer: WPG Financial Group as Registered Investment Advisor, Not currently registered with any FINRA firm
- CRD Number: 2650114
- Function: Stockbroker / Financial Advisor
- Past Employers: United Planners’ Financial Services of America , Cambridge Investment Research, Inc.; Woodbury Financial Services, Inc.; AXA Advisors, LLC; MONY Securities Corporation
- Primary Location: Baltimore, Maryland
- Professional Designation: Certified Financial Planner (CFP)
- Highest Award or Settlement: $85,000
If you’ve sustained damages from Mr. Gessner, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Steven Gessner As Your Stockbroker?
A customer dispute involving Steven Gessner resulted in an $85,000 settlement in 9/2024 after allegations that he recommended unsuitable and risky investments in oil & gas and real estate securities while registered with Cambridge Investment Research, Inc.
Allegations of Broker Misconduct Against Steven Gessner
Steven Gessner has one settled customer dispute on his record involving the following allegations:
Unsuitable Investment Recommendations
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Steven J. Gessner, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.