1st Global Capital Corp. complaint Archives

Robert Rex, Esq.
June 14, 2017

Sherry Elaine McNair-1st Global Capital Broker-Discloses Customer Dispute-Lubbock, TX

Sherry Elaine McNair-1st Global Capital Broker-Discloses Customer Dispute-Lubbock, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g June 14, 2017 June 14, 2017

MAY 2018 UPDATE-FINRA arbitration 15-3230 discussed below was settled 3/2018 for $35,000. Original PostJune 2017- Lubbock, Texas According to publicly available records Sherry Elaine McNair (CRD#3162832) , a stockbroker who currently is…

Robert Rex, Esq.
November 16, 2015

Marcus Farquhar-Former 1st Global Capital Broker -Sanctioned by Regulator-Edna, TX

Marcus Farquhar-Former 1st Global Capital Broker -Sanctioned by Regulator-Edna, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g November 16, 2015 November 16, 2015

August 7, 2015- Edna, Texas Marcus Farquhar , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from April 2013 to…