aegis capital lawsuit

  • Robert Rex, Esq.

Sean Sullivan – Former Aegis Capital Broker- Fired for Allegations of Unauthorized Trading -Melville, NY
Sean Sullivan – Former Aegis Capital Broker- Fired for Allegations of Unauthorized Trading -Melville, NY 150 150 Robert Rex, Esq.

Sean Sullivan  Investigation September 2022- Melville, NY According to publicly available records,  Sean T. Sullivan,  a former Aegis Capital broker discloses  customer disputes and a termination from employment. The Financial Industry…

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  • ER

Robert MacNamee- Former Aegis Capital Broker- Discloses 2 Pending Customer Disputes -Red Bank, NJ
Robert MacNamee- Former Aegis Capital Broker- Discloses 2 Pending Customer Disputes -Red Bank, NJ 150 150 ER

Robert MacNamee Investigaton April 2022- Red Bank, NJ According to publicly available records,  Robert P. MacNamee,  a former Aegis Capital broker discloses  customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…

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  • ER

Douglas Szempruch -Former Aegis Capital Corp. Broker-Suspended by FINRA-Melville, NY
Douglas Szempruch -Former Aegis Capital Corp. Broker-Suspended by FINRA-Melville, NY 150 150 ER

Douglas Szempruch Investigation Former Aegis Capital Financial Advisor November 2021 – Melville, NY According to publicly attained records, Douglas Szempruch, a stockbroker who is not currently registered  and who was last…

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