• Robert Rex, Esq.

Kris Gaudet-Former Ameritas Broker-Discloses Fraud Investigation & Termination-Cut Off, LA
Kris Gaudet-Former Ameritas Broker-Discloses Fraud Investigation & Termination-Cut Off, LA 150 150 Robert Rex, Esq.

October 2019- Cut Off, LA According to publicly available records  Kristian “Kris” M. Gaudet , a former stockbroker who  was registered with Ameritas Investment Corp., discloses a recent regulatory event resulting…

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  • Robert Rex, Esq.

Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL
Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL 150 150 Robert Rex, Esq.

January 2017-West Palm Beach, FL According to publicly available records Thomas B. Carreras (CRD# 1815164) ,  a  stockbroker currently employed by Ameritas Investment Corp. ,  discloses a  pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes
John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes 150 150 Robert Rex, Esq.

January 2017-Lincoln, NE According to publicly available records   John S. Bixby,  a  stockbroker currently employed by Drexel Hamilton,  discloses a  separation from employment after allegations and two finalized customer disputes. The Financial…

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  • Robert Rex, Esq.

Larry D. Freie-Former Sunset Financial Services Broker-Discloses Customer Disputes
Larry D. Freie-Former Sunset Financial Services Broker-Discloses Customer Disputes 150 150 Robert Rex, Esq.

August 2016- Lincoln, NE The FINRA records of Larry D. Freie ,  a  stock broker who is currently  employed by Ameritas Investment Corp.  disclose a prior customer dispute and one currently pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation
Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation 150 150 Robert Rex, Esq.

August 2016- Simsbury, CT The FINRA records of Peter B. Cohen ,  a  stock broker who is currently  employed by Ameritas Investment Corp.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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