• Robert Rex, Esq.

James N. Forster Discharged From Joseph Gunnar & Co.
James N. Forster Discharged From Joseph Gunnar & Co. 150 150 Robert Rex, Esq.

March 23, 2016, NYC According to his official FINRA records, James N. Forster was discharged from Joseph Gunnar & Co. in December, 2015, for “wrongful taking of personal items”. Forster…

read more
  • Robert Rex, Esq.

Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc.
Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc. 150 150 Robert Rex, Esq.

March 27, 2016 FINRA records report that Carlo W. Corzine, who is currently registered with Dawson James Securities in Boca Raton, FL, recently settled a customer dispute. The complaint alleged…

read more
  • Robert Rex, Esq.

BJ Gallison Sentenced on Pump & Dump Securities Fraud
BJ Gallison Sentenced on Pump & Dump Securities Fraud 150 150 Robert Rex, Esq.

March 18, 2016-San Diego The San Diego Reader reports that B. J. Gallison was sentenced to 18 years in prison for wire fraud and money laundering in connection with an…

read more
  • Robert Rex, Esq.

Nathan Halsey / TexStar Oil Sued for Fraud by SEC- Dallas, TX
Nathan Halsey / TexStar Oil Sued for Fraud by SEC- Dallas, TX 150 150 Robert Rex, Esq.

February 19, 2016- Dallas, TX The Securities and Exchange Commission filed charges against Nathan Halsey, 35, of Dallas, TX and TexStar Oil, Ltd. charging them with fraudulently offering securities through misleading…

read more
  • Robert Rex, Esq.

Bennett Kight Indicted on Federal Fraud Charges-Atlanta
Bennett Kight Indicted on Federal Fraud Charges-Atlanta 150 150 Robert Rex, Esq.

March 21, 2016-Atlanta, GA Attorney Bennett L. Kight, 75,  was indicted on federal charges of mail fraud and accused of misappropriating $2 million from an elderly client while he was acting…

read more
  • Robert Rex, Esq.

Anton Paul Drago Convicted of Fraud-Nigerian Oil Scheme
Anton Paul Drago Convicted of Fraud-Nigerian Oil Scheme 150 150 Robert Rex, Esq.

March 19, 2016-Las Vegas A jury in Las Vegas found Anton Paul Drago guilty on 10 charges including conspiracy, fraud and theft of government funds, Drago, together with co-defendant, Joseph…

read more
  • Robert Rex, Esq.

Update March 2016: SEC Alert Warning Investors to Be Wary of Oil & Gas Investments
Update March 2016: SEC Alert Warning Investors to Be Wary of Oil & Gas Investments 150 150 Robert Rex, Esq.

 MARCH 2016-After the dramatic collapse of oil prices in the past year, it is apparent that a 2013 SEC investor alert, which we discussed nearly three years ago, was something investor would…

read more
  • Robert Rex, Esq.

Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi
Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi 150 150 Robert Rex, Esq.

September 2016 UPDATE–Eduardo Diaz was permanently barred from the securities industry by the US Securities and Exchange Commission (SEC) on 9/7/2016, after pleading guilty to one count of mail fraud.…

read more
  • Robert Rex, Esq.

Naples Florida Man Sentenced to 6 1/2 Years for Investment Fraud
Naples Florida Man Sentenced to 6 1/2 Years for Investment Fraud 150 150 Robert Rex, Esq.

March 14, 2016- Fort Myers, Florida The Department of Justice announced today that Dorian Garcia, age 31, was sentenced to 6 and one half years in federal prison for a…

read more
  • Robert Rex, Esq.

Lubbock, Texas-Caprock Securities Ceases Operations Following Verdict vs. Broker Tony Robertson
Lubbock, Texas-Caprock Securities Ceases Operations Following Verdict vs. Broker Tony Robertson 150 150 Robert Rex, Esq.

January 25, 2016- Lubbock, Texas Tony L. Robertson , formerly a broker with Caprock Securities  was permanently barred from the securities industry, for failing to respond to FINRA request for information.…

read more
Enter your
text here

You cannot copy content of this page