avoid investment scams Archives

Robert Rex, Esq.
March 7, 2016

Hillsboro Beach Florida Man Pleads Guilty to Conspiracy to Commit Wire and Mail Fraud

Hillsboro Beach Florida Man Pleads Guilty to Conspiracy to Commit Wire and Mail Fraud https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 7, 2016 March 7, 2016

February 29, 2016- Miami, Florida The Sun Sentinel reports that Thomas A. Guerriero, 39, of Hillsboro Beach, FL, pleaded guilty to one count of conspiring to commit mail and wire…

Robert Rex, Esq.
February 24, 2016

David McQueen’s Conviction/30 Year Sentence on Ponzi Scheme Upheld

David McQueen’s Conviction/30 Year Sentence on Ponzi Scheme Upheld https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 24, 2016 February 24, 2016

1/21/2016- Grand Rapids, MI David McQueen‘s conviction and 30 year prison sentence for mail fraud, money laundering and tax charges was upheld by the Sixth Circuit Court of Appeals in Cincinnati.…

Robert Rex, Esq.
February 23, 2016

Promoters & Executives of Sterling Currency Group Indicted on Alleged Iraqi Dinar Scam

Promoters & Executives of Sterling Currency Group Indicted on Alleged Iraqi Dinar Scam https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 23, 2016 February 23, 2016

February 22, 2016- Atlanta, Georgia The US Attorney’s Office for the Northern District of Georgia announced the indictment of Tyson Thame, James Shaw, Terrence Keller and Frank Bell in connection…

Robert Rex, Esq.
February 23, 2016

Fred Davis “Dave” Clark Sentenced to 40 Years- Cay Clubs Scam-Key West, FL

Fred Davis “Dave” Clark Sentenced to 40 Years- Cay Clubs Scam-Key West, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 23, 2016 February 23, 2016

February 23, 2016- Key West, Florida Fred Davis “Dave” Clark, Jr. , 57, was sentenced 40 years in federal prison on bank fraud and obstruction charges in what U.S. Attorney Jerrob…

Robert Rex, Esq.
February 22, 2016

Brokerage Firm Rankings by Total Revenue-2015- The Investment News

Brokerage Firm Rankings by Total Revenue-2015- The Investment News https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 22, 2016 February 22, 2016

February 22, 2016 The Investment News recently announced 2015 Broker Dealer rankings, by Total Revenue. Firm Total revenue ▼ 1 LPL Financial LLC $4,293,898,569 2 Ameriprise Financial Services Inc. $3,738,344,789…

Robert Rex, Esq.
February 18, 2016

Rex Securities Law Investigates Former HJ SIms/ Newbridge Securities Broker Michael Stern- Boca Raton, FL

Rex Securities Law Investigates Former HJ SIms/ Newbridge Securities Broker Michael Stern- Boca Raton, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 18, 2016 February 18, 2016

February 18, 2016- Boca Raton, FL Rex Securities Law is investigating broker Michael B. Stern, who until January 2016 was registered with H.J. Sims & Co. From 2/2004-8/2013 he was registered with Newbridge…

Robert Rex, Esq.
February 17, 2016

West Palm Beach Man- Cecil Speight- Sentenced for Securities Fraud

West Palm Beach Man- Cecil Speight- Sentenced for Securities Fraud https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 17, 2016 February 17, 2016

February 12, 2016 Cecil F. Speight of West Palm Beach, Florida, was sentenced to 42 months in prison following a guilty plea to conspiracy to commit mail and securities fraud.…

Robert Rex, Esq.
February 8, 2016

Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber

Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 8, 2016 February 8, 2016

February 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…

Robert Rex, Esq.
February 5, 2016

Boynton Beach, FL Resident Named in Forex Fraud Order

Boynton Beach, FL Resident Named in Forex Fraud Order https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g February 5, 2016 February 5, 2016

February 4, 2016- Boynton Beach, Florida The U.S. Commodity Futures Trading Commission (CFTC) announced that a Federal Court issued a Consent Order against Robert Tripode of Boynton Beach, FL, in…

Robert Rex, Esq.
January 12, 2016

Finance 500 Broker Sanctioned by Securities Regulators for Failure to Supervise Florida Office

Finance 500 Broker Sanctioned by Securities Regulators for Failure to Supervise Florida Office https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g January 12, 2016 January 12, 2016

December 29 , 2015 Paul J. Savage entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while associated with Finance…

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