• Robert Rex, Esq.

Kirk Badii-Former UBS Broker-$525K Settlement to Elderly Homemaker-Southlake, TX
Kirk Badii-Former UBS Broker-$525K Settlement to Elderly Homemaker-Southlake, TX 150 150 Robert Rex, Esq.

Kirk Badii Investigation December 2023 update Southlake, TX The FINRA records of  Kirk Badii,  a  stockbroker who previously worked for UBS Financial Services , disclose setlement of a customer dispute  and 2 terminations from…

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  • ER

Clinton Byrd-Former Cantella Broker-Discloses Regulatory Suspension, $450K Settlement With Customer- Tallahassee, FL
Clinton Byrd-Former Cantella Broker-Discloses Regulatory Suspension, $450K Settlement With Customer- Tallahassee, FL 150 150 ER

Clinton Byrd Investigation June  2023-Tallahassee, FL According to publicly available records Clinton Byrd, a broker previous employed by Cantella & Co., discloses a regulatory suspension, settlement of a  customer dispute…

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Mark Menard- Former Merrill Lynch Broker- Discloses Regulatory Suspension and Termination, Houston, TX
Mark Menard- Former Merrill Lynch Broker- Discloses Regulatory Suspension and Termination, Houston, TX 150 150 ER

Mark Menard Investigation July 2022- Houston, TX According to available records,  Mark Menard, a broker previously with Merrill Lynch, Pierce, Fenner & Smith, who now works for Cantella & Co.,…

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  • Robert Rex, Esq.

Donald Teboe- Former Cantella Broker- Barred from Securities Industry- Clinton, MI
Donald Teboe- Former Cantella Broker- Barred from Securities Industry- Clinton, MI 150 150 Robert Rex, Esq.

April 2020- Clinton, MI The FINRA records of Donald Teboe, a broker previously employed  by  Cantella & Co., Inc. , disclose  a regulatory event resulting in his bar from the securities industry. The Financial…

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