• Robert Rex, Esq.

Scott Palmer- Former Janney Montgomery Broker-Subject of Numerous Customer Suits Involving Energy Sector Investments-Hackensack, NJ
Scott Palmer- Former Janney Montgomery Broker-Subject of Numerous Customer Suits Involving Energy Sector Investments-Hackensack, NJ 150 150 Robert Rex, Esq.

April 2018-Hackensack, New Jersey The FINRA records of  Scott W. Palmer  ,  a currently unregistered broker who last worked for Janney Montgomery Scott disclose 5 pending and 6 prior customer disputes. Many of…

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  • Robert Rex, Esq.

Losses on EV Energy Partners ? You May be Entitled to Damages.
Losses on EV Energy Partners ? You May be Entitled to Damages. 150 150 Robert Rex, Esq.

April 2, 2018 Houston based EV Energy Partners, L P (EVEP) , an oil and gas master limited partnership (MLP) has filed for Chapter 11 bankruptcy protection. According to a…

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  • Robert Rex, Esq.

Losses on an Investment in The Parking REIT ?
Losses on an Investment in The Parking REIT ? 150 150 Robert Rex, Esq.

March 2018 The Parking REIT, Inc. , a Maryland real estate investment trust announced suspension of cash distributions and stock dividends on March 23, 2018. According to a press release…

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  • Robert Rex, Esq.

Clifton Stanley, Michael Watts, The Lifepay Group- Targeted in SEC Fraud Suit-Houston, TX
Clifton Stanley, Michael Watts, The Lifepay Group- Targeted in SEC Fraud Suit-Houston, TX 150 150 Robert Rex, Esq.

April 2018-Houston, Texas The Securities and Exchange Commission (SEC) charged the following individuals and their companies with operating a $2.4 million Ponzi scheme targeting elderly retirees: Clifton E. Stanley of…

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  • Robert Rex, Esq.

Greg Smith/Pastor Kirbyjon Caldwell Indicted On Chinese Bond Scam-Shreveport,LA-Houston,TX
Greg Smith/Pastor Kirbyjon Caldwell Indicted On Chinese Bond Scam-Shreveport,LA-Houston,TX 150 150 Robert Rex, Esq.

April 2018-Shreveport, LA Shreveport resident Gregory Alan Smith, 55, and Kirbyjon H. Caldwell, 64, of Houston, TX, were indicted by a federal grand jury in a 13 count indictment for…

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  • Robert Rex, Esq.

Kyle Ridenour-Wells Fargo Stockbroker-Subject of Customer Suit Alleging Investments in High Risk/Speculative Stocks-Edmond, OK
Kyle Ridenour-Wells Fargo Stockbroker-Subject of Customer Suit Alleging Investments in High Risk/Speculative Stocks-Edmond, OK 150 150 Robert Rex, Esq.

January 2019- Edmond, Oklahoma The FINRA records of David Kyle Ridenour , a stockbroker who is currently employed  by Wells Fargo Clearing Services , disclose three prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Beware of Grandparent Scam-Columbiana, Alabama
Beware of Grandparent Scam-Columbiana, Alabama 150 150 Robert Rex, Esq.

March 2018-Columbiana, Alabama The Alabaster Reporter reports that the Alabaster Police Department is warning elderly local residents to beware of a scam targeting senior citizens. According to the police a…

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  • Robert Rex, Esq.

Jerry Raines -Former Signal Securities Broker-Customers Sue For $4M Losses on Woodbridge Funds-Kilgore,TX
Jerry Raines -Former Signal Securities Broker-Customers Sue For $4M Losses on Woodbridge Funds-Kilgore,TX 150 150 Robert Rex, Esq.

May 2018- Kilgore, TX The FINRA records of  Jerry D. Raines,  a  previously registered stock broker who was last employed by HD Vest Investment Services and Signal Securities,  disclose  eleven  pending customer disputes involving the allegedly…

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  • Robert Rex, Esq.

Bob Wamhoff-Former VSR Financial Services Broker-Discloses Suits Involving REIT Investments-St. Charles, MO.
Bob Wamhoff-Former VSR Financial Services Broker-Discloses Suits Involving REIT Investments-St. Charles, MO. 150 150 Robert Rex, Esq.

February 2018-Saint Charles, MO The FINRA records of  Robert (Bob) Wamhoff,  a  stockbroker who was formerly employed by  VSR Financial Services  disclose 2 currently pending and  8 prior customer disputes that are final. The Financial…

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  • Robert Rex, Esq.

Richard Shotz-Former Morgan Stanley Broker-Suspended by Regulator for Sale of UITs-Daytona Beach, FL
Richard Shotz-Former Morgan Stanley Broker-Suspended by Regulator for Sale of UITs-Daytona Beach, FL 150 150 Robert Rex, Esq.

March 2018- Daytona Beach, Florida The FINRA records of  Richard Alan Shotz  ,  a  stockbroker who was last employed by  Wells Fargo and Morgan Stanley disclose a recent regulatory matter resulting in his suspension. The…

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