Geneos Wealth Management investigation

  • Robert Rex, Esq.

Bradley Tennison-Discharged by Geneos Wealth Mgmt. After Customer Files Complaint-Mesa, AZ
Bradley Tennison-Discharged by Geneos Wealth Mgmt. After Customer Files Complaint-Mesa, AZ 150 150 Robert Rex, Esq.

May 2018-Mesa, AZ The FINRA records of  Bradley J. Tennison ,  a  stockbroker who is not currently registered and who last was employed by  Geneos Wealth Management disclose a pending customer dispute ,…

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  • Robert Rex, Esq.

Roger B. Deal-Former Royal Alliance Broker-Discloses $3.2M Customer Dispute over Real Estate Investment
Roger B. Deal-Former Royal Alliance Broker-Discloses $3.2M Customer Dispute over Real Estate Investment 150 150 Robert Rex, Esq.

July 2016- Columbus, Nebraska The FINRA records of Roger B. Deal  , a stock broker currently employed by Geneos Wealth Management , disclose  a currently pending customer dispute . The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Andrew D. Tomlinson-Geneos Wealth Broker-Discloses $300,000 Customer Dispute
Andrew D. Tomlinson-Geneos Wealth Broker-Discloses $300,000 Customer Dispute 150 150 Robert Rex, Esq.

July 2016- Prescott, AZ The FINRA records of Andrew D. Tomlinson III  , a stock broker currently employed by Geneos Wealth Management , disclose 3 prior final customer disputes and a currently pending customer dispute .…

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