February 2018-Saint Charles, MO The FINRA records of  Robert (Bob) Wamhoff,  a  stockbroker who was formerly employed by  VSR Financial Services  disclose 2 currently pending and 8 prior customer disputes that are final. The Financial…
read moreFebruary 2018 – Clear Lake, Iowa The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was previously employed by  VSR Financial Services  discloses a pending customer dispute . The Financial Industry…
read moreFebruary 2018 – Tampa, FL The FINRA records of  Kenneth Manuel Devane  a currently unregistered stockbroker who was formerly employed by  VSR Financial Services  discloses settlement of a customer dispute involving alternative investments. The…
read moreFebruary 2018-Dallas, Texas The FINRA records of  Kenneth B. Neuner ,  a  stockbroker who was formerly employed by Summit Brokerage Services,  VSR Financial Services and TCFG Wealth Management disclose that he was recently barred from…
read moreApril 2017- Simi Valley, CA The FINRA records  of Steven H. Murphy,  a  stockbroker who is currently employed by  Summit Brokerage Services  and was previously employed by VSR Financial Services, disclose a pending  customer dispute and…
read moreApril 2017-Clear Lake, IA The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was formerly employed by  VSR Financial Services  disclose a pending customer dispute over an investment in United Development…
read moreApril 2017-Shawnee, KS The FINRA records of  Daniel C. Stewart ,  a  stockbroker who was formerly employed by  VSR Financial Services  disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreApril 2017-Essex Junction, VT The FINRA records of  Robert James Hudson, Jr. ,  a  stockbroker who was formerly employed by  VSR Financial Services  disclose a pending customer dispute, a prior customer dispute that…
read moreApril 2017-Eastland, Texas We are continuing our investigation of former VSR Financial Services broker James Roy Kennedy in connection with the sale of unsuitable investments, including alternative investments in real estate investment trusts (REITs), limited…
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