IMS Securities alternative investment problem Archives

Robert Rex, Esq.
May 10, 2017

Patrick D. Combs-Former Morgan Stanley Broker-Discloses Customer Dispute and Suspension by FINRA-Southlake, TX

Patrick D. Combs-Former Morgan Stanley Broker-Discloses Customer Dispute and Suspension by FINRA-Southlake, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 10, 2017 May 10, 2017

May 2017-Southlake, TX The FINRA records of Patrick D. Combs , a stockbroker who is currently suspended by FINRA and who was last registered with IMS Securities disclose a pending customer dispute, a final regulatory event…

Robert Rex, Esq.
April 12, 2017

Kris Etter-IMS Securities Broker-Discloses Customer Arbitration Over REIT Investment-Houston, TX

Kris Etter-IMS Securities Broker-Discloses Customer Arbitration Over REIT Investment-Houston, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 12, 2017 April 12, 2017

April 2017- Grapevine, TX According to publicly available records Kristopher F. Etter , (CRD# 4562123) , a stockbroker who is currently registered with IMS Securities discloses a pending customer dispute. The Financial Industry Regulatory Authority…

Robert Rex, Esq.
April 12, 2017

Nghi Thanh Ho -IMS Securities Broker-Discloses Customer Dispute- Houston, TX

Nghi Thanh Ho -IMS Securities Broker-Discloses Customer Dispute- Houston, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 12, 2017 April 11, 2024

April 2017 – Houston, TX According to publicly available records Nghi Thanh Ho, (CRD#2327672) , a stockbroker who is currently registered with IMS Securities discloses one pending customer dispute and a separation from employment. The Financial Industry…

Robert Rex, Esq.
April 10, 2017

Jesus D. Rodriguez-IMS Securities Broker- Discloses Pending Customer Dispute-Houston, TX

Jesus D. Rodriguez-IMS Securities Broker- Discloses Pending Customer Dispute-Houston, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 10, 2017 April 10, 2017

April 2017- Houston, TX According to publicly available records Jesus D. Rodriguez , (CRD# 1017572) , a stockbroker who is currently registered with IMS Securities discloses one pending and one prior customer dispute. The Financial Industry…