James B. Schwartz-Former Aegis Capital Broker-Barred for Churning Customer Accounts-New York
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Robert Rex, Esq.
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April 2019-Garden City, New York The FINRA records of James B. Schwartz , a former stock broker who worked for Aegis Capital from 8/2013-6/2016 and was last employed by Joseph Gunnar & Co. , disclose that…
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