Regulators Sue Broker for Trying to Inherit $1.8M from Elderly Client with Alzheimer’s
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Robert Rex, Esq.
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June 11, 2015 FINRA Department of Enforcement filed Disciplinary Proceeding No. 2012031181001 against Scottsdale, AZ, broker John Anthony Waszolek alleging that he attempted to have his 81 year old customer…
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