JP Morgan Archives

Robert Rex, Esq.
August 8, 2022

J.P. Morgan Fined by Regulator for Abusing Grandmother’s Account

J.P. Morgan Fined by Regulator for Abusing Grandmother’s Account https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 8, 2022 September 29, 2023

J.P. Morgan Investigation August 2022 FINRA recently fined J.P. Morgan $200,000 for failing to supervise one of their brokers who severely mismanaged and abused the account of a 90 year…

ER
May 9, 2022

Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO

Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g May 9, 2022 October 5, 2023

Ryan Gonzales Investigation May 2022-Westminster, CO The FINRA records of Ryan Gonzales, a broker who was previously with JP Morgan Securities discloses a termination from employment. The Financial Industry Regulatory Authority (FINRA)…

Robert Rex, Esq.
April 23, 2021

Forouzan Pooladi-Former JP Morgan Broker-Barred from FINRA-Great Neck, NY

Forouzan Pooladi-Former JP Morgan Broker-Barred from FINRA-Great Neck, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g April 23, 2021 April 23, 2021

April 2021-Great Neck, NY According to publicly available records, former JP Morgan Securities, financial advisor Forouzan Pooladi, has been barred from the securities industry. The Financial Industry Regulatory Authority (FINRA) is the…