Lincoln Investment problem Archives

Robert Rex, Esq.
April 28, 2017

Walter J. Marino-Former Legend Equities Broker-Discloses Regulatory Event and Numerous Customer Disputes

Walter J. Marino-Former Legend Equities Broker-Discloses Regulatory Event and Numerous Customer Disputes https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g April 28, 2017 April 28, 2017

April 2017- The FINRA records of Walter J. Marino , a former Legend Equities stockbroker who is currently not registered disclose a pending regulatory matter, 3 pending customer disputes, 9 prior final customer disputes, and 3…

Robert Rex, Esq.
March 29, 2017

Tony Morris-Former Investors Capital Corp. Broker-Discloses Customer Dispute-El Paso, Texas

Tony Morris-Former Investors Capital Corp. Broker-Discloses Customer Dispute-El Paso, Texas https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 29, 2017 March 29, 2017

March 2019- El Paso, Texas According to publicly available records Anthony “Tony” R. Morris , (CRD# 2849581) , a stockbroker who previously worked for Investors Capital Corp and who is currently employed by Lincoln…