NatAlliance Securities Archives

Robert Rex, Esq.
March 28, 2023

NatAlliance Securities Censured and Fined by Securities Regulator-FINRA

NatAlliance Securities Censured and Fined by Securities Regulator-FINRA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 28, 2023 September 30, 2023

NatAlliance Securities March 2023- Austin, Texas In a recent FINRA Letter of Acceptance Waiver and Consent, Austin-based NatAlliance Securities (CRD 39455) was censured and fined $40,000 for mismarking bonds and…