National Securities Corporation investigation

  • Robert Rex, Esq.

Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ
Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ 150 150 Robert Rex, Esq.

MAY 2019 UPDATE–Gabriel Block found guilty of unethical and dishonest practices, fined $750,000 by NJ regulators and barred from securities industry by FINRA. See this for details.  May 2016- Red Bank, NJ…

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  • Robert Rex, Esq.

Nathaniel R. Clay-Former National Securities Corp Broker-Named in Customer Arbitration
Nathaniel R. Clay-Former National Securities Corp Broker-Named in Customer Arbitration 150 150 Robert Rex, Esq.

Updated January 2019-New York According to FINRA records,  Nathaniel Royce Clay , a broker with Laidlaw & Company, discloses a pending customer dispute, 5 prior customer disputes, a termination from employment and…

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  • Robert Rex, Esq.

Robert Hardcastle Investigation-VSR Financial Services Stockbroker
Robert Hardcastle Investigation-VSR Financial Services Stockbroker 150 150 Robert Rex, Esq.

Chesterfield, MO Rex Securities Law is investigating VSR Financial Services broker Robert B. Hardcastle  in connection with the sale of fixed annuities, mutual funds, equities,  limited partnerships, direct investments in oil & gas,  and…

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