Paul Anthony Steffany Archives

Protecting
Investor

the

Stockbroker Malpractice
Negligence, Fraud

Featured Investigations

Chris Burch - Cornerstone Securities

Bill Tunink -LPL Financial

Hilltop Securities

LPL Financial

Voya Financial Advisors

Inspired Healthcare Losses ?

Firms We Have Pursued for Clients

Robert Rex, Esq.
December 7, 2015

Former Raymond James StockBroker Barred From Industry for Taking Customer Funds

Former Raymond James StockBroker Barred From Industry for Taking Customer Funds https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g December 7, 2015 December 7, 2015

October 8, 2015 Paul Anthony Steffany , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he he violated NASD and…